As filed with the Securities and Exchange Commission on June 13, 2007
Registration No. 333-
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
CommVault Systems, Inc.
(Exact name of registrant as specified in its charter)
Delaware | 7372 | 22-3447504 | ||
(State of incorporation) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification No.) |
2 Crescent Place
Oceanport, New Jersey 07757
(732) 870-4000
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
N. Robert Hammer
Chairman, President and Chief Executive Officer
CommVault Systems, Inc.
2 Crescent Place
Oceanport, New Jersey 07757
(732) 870-4000
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Philip J. Niehoff, Esq. John R. Sagan, Esq. Mayer, Brown, Rowe & Maw LLP 71 South Wacker Drive Chicago, Illinois 60606 (312) 782-0600 |
William J. Whelan, III, Esq. LizabethAnn R. Eisen, Esq. Cravath, Swaine & Moore LLP 825 Eighth Avenue New York, New York 10019 (212) 474-1000 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after this Registration Statement becomes effective.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. o
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. x 333-143271
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
CALCULATION OF REGISTRATION FEE
Title of each class of Securities to be registered |
Proposed maximum aggregate offering price |
Amount of registration fee |
||||||||||
Common Stock, par value $0.01 per share |
$ | 7,094,593 | $ | 217.81 |
This Registration Statement shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(b) under the Securities Act of 1933, as amended.
EXPLANATORY NOTE
This registration statement is being filed pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and includes the registration statement facing page, this page, the signature page, an exhibit index, an opinion of counsel and an auditor consent. Pursuant to Rule 462(b), the contents of our registration statement on Form S-1 (File No. 333-143271), as amended, which was declared effective by the Securities and Exchange Commission on June 13, 2007 (the Initial Registration Statement), are incorporated herein by reference.
This registration statement covers the registration of an additional 417,329 shares of our common stock for sale in the offering described in the Initial Registration Statement. All of the additional shares will be sold by the selling stockholders in the event the over-allotment option granted to the underwriters is exercised in full. We will not receive any of the proceeds from the sale of these additional shares.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the city of Oceanport, State of New Jersey, on June 13, 2007.
COMMVAULT SYSTEMS, INC | |
By: /s/ WARREN H. MONDSCHEIN Warren H. Mondschein Vice President, General Counsel and Secretary |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities indicated on June 13, 2007.
Signature |
Title |
|||||
/s/ N. ROBERT HAMMER* N. Robert Hammer |
Chairman, President and Chief Executive Officer | |||||
/s/ LOUIS F. MICELI* Louis F. Miceli |
Vice President, Chief Financial Officer | |||||
/s/ BRIAN CAROLAN* Brian Carolan |
Chief Accounting Officer | |||||
/s/ FRANK J. FANZILLI, JR.* Frank J. Fanzilli, Jr. |
Director | |||||
/s/ ARMANDO GEDAY* Armando Geday |
Director | |||||
/s/ KEITH GEESLIN* Keith Geeslin |
Director | |||||
/s/ F. ROBERT KURIMSKY* F. Robert Kurimsky |
Director | |||||
/s/ DANIEL PULVER* Daniel Pulver |
Director | |||||
/s/ GARY SMITH* Gary Smith |
Director | |||||
/s/ DAVID F. WALKER* David F. Walker |
Director | |||||
By: /s/ WARREN H. MONDSCHEIN Warren H. Mondschein Attorney-in-fact |
INDEX TO EXHIBITS
Exhibit No. | Description | |
5.1 | Opinion of Mayer, Brown, Rowe & Maw LLP |
|
23.1 | Consent of Ernst & Young LLP |
|
23.2 | Consent of Mayer, Brown, Rowe & Maw LLP (included in number
Exhibit 5.1) |
|
24.1 | Powers of Attorney (previously filed in the registrants
Registration Statement on Form S-1 (No. 333-143271) and
incorporated herein by reference) |
Exhibit 5.1
June 13, 2007
CommVault Systems, Inc.
2 Crescent Place
Oceanport, NJ 07757
Re:
Registration Statement on Form S-1
File No. 333-143271
Ladies and Gentlemen:
We have acted as counsel to CommVault Systems, Inc., a Delaware corporation (the Company), in connection with the public offering by certain selling stockholders of up to 417,329 shares of the Companys common stock, par value $0.01 per share (the Common Shares), and the corporate proceedings taken and to be taken in connection therewith. We have also participated in the preparation and filing with the Securities and Exchange Commission under the Securities Act of 1933, as amended, of a registration statement on Form S-1 (the Registration Statement) relating to the Common Shares.
As counsel to the Company, we have examined originals or copies certified or otherwise identified to our satisfaction of the Companys certificate of incorporation and the Companys bylaws, each as amended, restated and supplemented, the resolutions of the board of directors of the Company and such records of the Company, certificates and other documents and such questions of law as we considered necessary or appropriate for purposes of this opinion. As to certain facts material to our opinion, we have relied, to the extent we deem such reliance proper, upon certificates of public officials and officers of the Company. In rendering this opinion, we have assumed the genuineness of all signatures, the authenticity of all documents submitted to us as originals and the conformity to authentic original documents of all documents submitted to us as copies.
Based upon the foregoing, we are of the opinion that the Common Shares have been duly authorized, legally issued, fully paid and are nonassessable.
We consent to the filing of this opinion as an exhibit to the Registration Statement and to the reference to us under the caption Legal Matters in the prospectus forming a part of the Registration Statement.
We do not express any opinion as to any laws other than the corporate law of the State of Delaware, and we do not express any opinion as to the effect of any other laws on the opinions stated herein.
Very truly yours, |
/s/ MAYER, BROWN, ROWE & Maw LLP |
Mayer, Brown, Rowe & Maw LLP |
Exhibit 23.1
Consent of Independent Registered Public Accounting Firm
We consent to the incorporation by reference in this Registration Statement (Form S-1 No. 333-00000), of our report dated May 14, 2007, with respect to the consolidated financial statements and schedule of CommVault Systems, Inc. included in the Registration Statement (Form S-1 No. 333-143271), as amended, filed with the Securities and Exchange Commission on June 5, 2007.
/s/Ernst & Young LLP
MetroPark, New Jersey
June 11, 2007